An overview of the rare parotid gland cancer

Cancer of the parotid gland is relatively rare, but carries poor prognosis owing to its prevailing distant metastases. In addition to the disease's basic epidemiology and pathology, we review some current discoveries of its tumorigenesis molecular mechanism. Based on published salivary gland cancer clinical trial data, non-surgical antitumor efficacies amongst a range of chemotherapy, radiation, and concurrent therapy regimens are compared. We also present the current development status of novel radiation therapy and targeted therapeutics, focusing on intensity-modulated radiation therapy (IMRT), and epidermal growth factor receptor (EGFR) and vascular endothelial growth factor (VEGF) blockages, which are showing promise for improving parotid gland cancer management.

The salivary glands are important organs in organisms since they serve as exocrine glands in the secretion of saliva and the enzyme amylase into the oral cavity to facilitate mastication and swallowing. There are three pairs of major salivary glands: the sublingual glands that are located beneath the tongue, the submandibular glands that are located below the lower jaw, and the parotid glands that are located in front of the ears and extend to the area beneath the earlobe along the lower border of the jawbone. The parotid glands are the body's largest salivary glands (See Figure 1) [1]. The minor salivary glands are small glands that number in the hundreds are located in the lips, bucked mucosa, and throat linings.

Ilustration of a facial dissection with major salivary glands identified [1].

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Compared to other cancers, salivary gland malignancies are relatively rare in the United States. In 2008, they comprised only about 12% of oral & pharyngeal cancers or 0 · 3% of cancers at all sites combined [2]. More cases have also been noticed in areas of higher ultraviolet radiation [3]. During the 2000-2008 period, salivary gland malignancies occurred more often in men at an average annual incidence rate of 1 · 41 cases per 100,000 males than in women at 1 · 00 [4]. Through the past few years, its incidence has also slowly increased among men at about 1 · 2% per year [2]. Although it is possible for salivary gland cancer to occur in people of all ages, 2 out of 3 cancers are found in people 55 and older. On average, people are diagnosed at age of 64 [5]. Most salivary gland tumors are benign. The most common benign tumors are mixed tumor and Warthin's tumor (See Figure 2a-b).

Salivary gland benign tumor pathology (200 ×).

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Salivary gland tumors account for about 5% of all neoplasms of the head and neck. Most (75%) occur in the parotid glands, which are the largest among the three sets of major salivary glands, 10% arise in the submandibular glands, and 15% are located in minor salivary glands of the upper digestive tract, less than 1% present in the sublingual glands [6]. Only about 20% of parotid gland tumors are malignant. Half of submandibular and sublingual tumors, and 20% of the minor salivary gland tumors are benign [7]. The five-year relative survival rate for salivary gland cancer depends on the stage the cancer. From Stage I to IV, the rates are 96%, 77%, 73%, and 37%, respectively [8].

Partly owning to the rarity of parotid gland cancer, its etiology has not been thoroughly studied and the factors responsible for its carcinogenesis are unclear. Exposures to tobacco smoke and alcohol intake have not been found consistently associated with its development. However, one of the well-established risk factors is exposure to ionizing radiation, as supported by studies on atomic bomb survivors [9]. Linear dose-dependent relationships have also been observed [10]. Medical radiation or ultraviolet light therapeutic treatments to the head or neck and exposures to full-mouth dental X-rays have also been linked to an increased risk [11]. The effect of UV therapeutic light seems to be more evident in fair-skinned persons, who are naturally more sensitive to the effects of UV light [12]. Additionally, nitroso compounds have induced parotid gland tumors in laboratory mice. The presence of nitroso compounds in rubbers could explain the higher incidence of parotid gland cancer in rubber industrial workers [13].

Mucoepidermoid carcinoma is most common cancer in the parotid gland. Approximately 50% of submandibular gland cancers are adenoid cystic carcinomas. Minor salivary gland cancers are most often adenoid cystic carcinomas and adenocarcinomas, not otherwise classified [14]. Table 1 shows the histologic types of salivary gland cancer in order of frequency [15].

The origin of parotid and other salivary gland cancers is still debated. Possibly, they are derived from both epithelial and mesenchymal elements, which may explain their variable patterns (See Figure 3a-d).

Salivary gland malignant tumor pathology (200 ×).

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Most parotid gland cancers are slow-growing and treatable if found in the early stage. Prognosis varies according to histologic type and stage. A combination of radiation therapy and surgery is usually applied to treat this malignant tumor. Fatalities are usually not a direct result from the tumor, but typically occur due to metastasis to other organs, especially the lungs.

The mechanism behind the development of parotid gland cancer is not fully understood. One theory involves vacuolar protein sorting-associated protein 4B homolog (VPS4B) [16]. This protein is responsible for vesicular trafficking and the maturation of autophagosomes in mammalian cells.

In humans, the epidermal growth factor receptor (EGFR) is a cell-surface receptor that is activated by binding of its specific ligands, including members of the epidermal growth factor (EGF) family of extracellular protein ligands [17, 18]. Upon activation, EGFR transforms from an inactive monomeric form to an active homo/hetero-dimer. The dimerization stimulates its intrinsic intracellular protein-tyrosine kinase activity and results in auto-phosphorylation of several tyrosine residues in its C-terminal domain. This auto-phosphorylation elicits downstream activation and signaling to other proteins, which subsequently initiate several signal transduction cascades governing cell migration, adhesion, proliferation, differentiation, and death [19]. Controls of the intensity and duration of EGFR signaling are through a negative feedback regulatory mechanism of the EGF-induced EGFR downregulation process in which activated EGFR is endocytosed and then differentially destined for lysosomal degradation or recycling via the multi-vesicular bodies (MVBs) [20]. It is during this endocytic process that vacuolar protein sorting (VPS) associated-proteins play their role in EGFR regulation. In the formation of intracellular vesicles that bud into the MVBs, proteins are sorted into membrane micro domains, the membrane is distorted away from the cytoplasm, and the vesicle is released via membrane fission. MVB vesicle formation utilizes the cellular machinery of Class E VPS proteins [16]. There are 27 different human Class E proteins so far identified. Most of them function as subunits of the hetero-oligomeric endosomal sorting complexes required for transport (ESCRT) complexes, which are sequentially recruited to sites of vesicle formation. The major EGFR inactivation pathway of endocytosis utilizes four ESCRTs to culminate in lysosomal degradation of activated EGFR [21]. During endocytic process, VPS4, an ATPase associated with various cellular activities (AAA)-ATPase protein complex [22], is involved in the disassembly of the ESCRT-III complex, which is required for recycling of membrane-associated proteins in mammalian cells [23]. Two VPS4 isoforms, VPS4A and VPS4B, can hetero-oIigomerize with each other in mammalian cells. Endocytic pathway also converges with autophagic pathway, which is evolutionarily conserved and responsible for sequestering targeted proteins and organelles and their subsequent degradation in a lysosome-dependent manner [24]. While a special form of MVBs mediates the transport of cargo to lysosomes, recent studies demonstrated that the multisubunit complex, ESCRT-III, is required for autophagosomes to fuse with MVBs and for fusion of autophagosomes with lysosomes during autophagic process [25].

Given the essential role for VPS4B in MVB maturation, it is speculated that loss of VPS4 function might promote tumorigenesis through its effect of prolonging the duration of EGFR signaling (See Figure 4) [26].

Diagram of tumorigenesis mechanism. Loss of VPS4 function promotes salivary gland tumorigenesis through its effect of prolonging the duration of EGFR signaling.

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Although increased levels of EGFR expression are observed in a variety of cancers, including head and neck, ovary, cervix, bladder, esophagus, stomach, brain, breast, colon, and lung, and frequently confer an adverse prognosis, but many cancers exhibited EGFR over-expression in the absence of EGFR gene amplification [27]. It is therefore postulated that the widespread phenomenon of EGFR over-expression in human cancers occurs, at least in part, as a consequence of common pathological events, other than genomic changes, associated with solid tumors.

Although most parotid gland tumors grow slowly and are noncancerous, they might continue to grow and can eventually become cancerous. Surgery with the complete removal the parotid gland (parotidectomy) and of the tumor, including a cuff of histologically normal tissue for adequate margins, is the mainstay treatment for parotid gland tumors. When there is direct extension of the primary tumor into the neck, neck dissection is necessary. The surgery can be complicated because several important nerves are located in and around the gland including the facial nerve (VII), which controls most facial movements. Malignant deep lobe parotid gland tumors require postoperative radiotherapy (RT) owing to the limitations of surgical margins in their resection. RT and chemotherapy/RT can also be considered as an adjuvant setting for tumors of intermediate or high grades. Studies [28, 29] indicate that neutron-beam radiation is more effective than conventional radiation against malignant salivary gland disorders since it results in a higher degree of tumor destruction with fewer toxic effects to surrounding normal tissues. In treating advanced, recurrent or incompletely resected adenoid cystic carcinoma of the major and minor salivary glands, neutron-beam therapy [30] can achieve higher local control rate than photon therapy, and photon/neutron mixed beam. Thus, it is a recommended treatment to unresectable or inoperable cases. However, despite its better local control, neutron-beam radiation does not provide significant advantage in freedom from distant failure over photons or mixed beam radiotherapy. Furthermore, it does not have significant impact on survival, which is dominated by frequent distant metastases among advanced cases.

Chemotherapy is usually for palliation or confined to advanced disease. Responses have been reported after single-agent chemotherapy and polychemotherapy. Various agents, such as cisplatin, paclitaxel, cyclo-phosphamide, doxorubicin, mitoxantrone, carboplatin, and vinorelbine, and combinations of these have been shown to be active for some malignant histologies [31]. Table 2 indicates the results of various palliative mono- and poly-chemotherapy regimens for advanced cases [32–38].

Although chemotherapy alone does not improve survival rates, the integration of radiation and chemotherapy has been shown to increase local control and represents an improvement in the management of parotid gland malignancies. Chemotherapy improves radiotherapy efficacy through its radio-sensitizing ability, and at the same time provides adjuvant systemic therapy against distant micro-metastasis [39]. Some of the concurrent chemotherapy and radiation therapy (chemoradiotherapy [CRT]) regimens have become standard treatments for locally advanced disease and high-risk pathology in definitive and postoperative setting, respectively.

Similar to those for other tumors, treatment selections for parotid gland tumor is largely dependent upon the extent and the pathology of the primary tumor as ascertained by clinical examination, pathology, and interpretation of appropriate radiographic images. According to the National Comprehensive Cancer Network (NCCN) 2011 Clinical Practice Guidelines in Oncology: Head and Neck Cancers [40], complete surgical excision is required for parotid gland carcinomas T1 &T2 [41], or clinically benign tumors, which are characterized by being mobile, superficial, slow growing, painless, with intact facial nerve (VII), and without neck nodes. No additional treatment is envisaged if the excised tumor is pathologically confirmed to be benign. However, if there is tumor spillage or the tumor is pathologically proven malignant, post-operation radiation therapy should be considered, regardless of grade.

For parotid gland carcinomas T3 and above, further surgical evaluation of local invasion or regional lymph node metastasis has to be performed. In the case of carcinoma T4b, it is either no surgical resection would be possible, or surgical resection is not recommended. Definitive radiation therapy or radiation therapy with systemic chemotherapy is recommended.

Among the clinical N₀ (with no regional lymph node metastasis) tumors, parotidectomy with complete excision of tumor with or without neck dissection for high-grade and high-stage tumors is suggested, while the clinical N₊ (positive regional lymph node metastasis) require parotidectomy and neck dissection. In the case of incomplete excision with gross residual disease during surgery, definitive radiation therapy or chemoradiation therapy is recommended. Even for complete excision, adjuvant radiation or chemoradiation therapy should also be considered.

One of the reported side effects of radiation as treatment for parotid gland cancer is hearing loss. Clinical trials have been underway to determine whether intensity-modulated radiation therapy (IMRT) that spares the cochlear is more effective than conventional three-dimensional conformal radiation therapy (3D-CRT) in reducing sensory-neural hearing loss in patients who have radiotherapy treatment in the parotid gland region. Data are still being collected before definitive clinical guidelines can be put in place. Compared with IMRT and 3D-CRT, the new radiation treatment method of intensity-modulated proton therapy (IMPT) allows for optimal dose distribution to the local target, resulting in a dose reduction and improved sparing of the organs at risk, while keeping similar target coverage results [42]. Its potential benefit of lessening complications, such as salivary dysfunction, radionecrosis, or xerostomia, requires further clinical validation.

Thanks to the advances in molecular biology and our better understanding of the molecular mechanisms underlying head and neck cancers, including parotid gland cancer, new targeted therapeutics and novel agents are also being developed for the systemic treatment to them. The epidermal growth factor receptor (EGFR) is one of the major targets under intensive investigation since it has been found to be overexpressed in head and neck squamous cell carcinoma. This overexpression has been linked to disease recurrence in which EGFR-dependent signaling pathways are activated, leading to tumor cell proliferation and anti-apoptosis. EGFR blockade has hence been proposed to inhibit tumor growth. Cetuximab [43], an immunoglobulin-G1 antibody against EGFR, and erlotinib, a small-molecule inhibitor of the intracellular tyrosine kinase domain of EGFR, are among the novel targeted therapeutic agents to result in improved survival in patients with head and neck squamous cell carcinoma. Furthermore, to target the vascular endothelial growth factors (VEGF) and its receptors, which are vital to the angiogenesis for tumor growths, bevacizumab [44] and vanitinib, a monoclonal antibody against VEGF and VEGF receptor-2 inhibitor, respectively, are being clinically evaluated.

Although parotid gland cancer is relatively rare, it still constitutes as a serious health hazard burdening our population because of its poor prognosis. Twenty percent of all patients will develop distant metastases despite its large variety of histologic types. Distant metastases usually correspond to a poor prognosis with a median survival of 4 · 3-7 · 3 months [45]. Patients with high-grade tumors have a higher chance of developing distant metastases than those with lower-grade tumors. Nonetheless, with more being unraveled about the disease, including its progression mechanisms at molecular level and novel treatment regimens being developed, we remain optimistic that locoregional control and overall patient survival will improve in not too distant future.

3D-CRT:

Three-dimensional conformal radiation therapy

ATPase:

Adenosine triphosphate enzyme

CRT:

Chemoradiotherapy

EGF:

Epidermal growth factor

EGFR:

Epidermal growth factor receptor

ESCRT:

Endosomal sorting complexes required for transport

IMPT:

Intensity-modulated proton therapy

IMRT:

Intensity-modulated radiation therapy

MVB:

Multi-vesicular body

RT:

Radiotherapy

VEGF:

Vascular endothelial growth factor

VPS:

Vacuolar protein sorting

VPS4B:

Vacuolar protein sorting-associated protein 4B.

Affiliations

1. Department of Molecular Pharmacology, Beckman Research Institute, City of Hope National Medical Center, Duarte, CA, 91010, USA

   • Kimberley Ho
   • , Helen Lin
   • , David K Ann
   •  & Yun Yen

2. Department of Pathology, City of Hope National Medical Center, Duarte, CA, 91010, USA

   • Peiguo G Chu

Corresponding author

Correspondence to Yun Yen.

Competing interests

The authors declare that they have no competing interests.

Authors' contributions

KH did literature review and wrote the paper. HL and DA devised the proposed tumorigenesis mechanism. PC provided the pathology images. YY conceptualized and designed the paper. All authors read and approved the final manuscript.

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